Regulatory Compliance Half-Day Workshop

June 9, 2021 | Virtual Learning Experience

Choose Your Session:
9:00 a.m. - Noon
1:00 p.m. - 4:00 p.m.

Educational Investment: $99 per person

About this virtual half-day workshop...

Woods Rogers’ compliance hotline attorneys will address the most prevalent regulatory and legal issues confronting credit union compliance personnel today. The session will cover important issues under state and federal law including:

  • Powers of attorney
  • Multiple-party accounts (joint and payable-on-death)
  • Decedents’ accounts and estate administration
  • Fiduciaries
  • Right of setoff
  • Fair credit reporting
  • Truth in lending
  • Electronic signatures/documents
  • Servicemembers’ rights

Who Should Attend:

  • BSA Officers
  • Lending & Compliance Officers
  • Risk/Fraud Officers
  • Operations Officers
  • Anyone who would like to learn more about what is trending in the compliance world.

Meet the Instructor:  Jay Spruill

Jay Spruill is a member of Woods Rogers’ Banking and Financial Services group. He joined Woods Rogers in 2019 and works out of the firm’s Richmond, Va. office. He focuses on representing depository institutions, finance companies, FinTech companies, and other financial institutions as they navigate the complex laws affecting their business.

His experience includes assisting institutions with designing and documenting financial products and services, handling loan and asset sale transactions, resolving regulatory and operational issues, developing risk management strategies, and defending enforcement actions. Jay also represents clients before the Virginia General Assembly, the Virginia State Corporation Commission, and state agencies.

Jay graduated from UNC Chapel Hill and the University of Richmond School of Law. He began his legal career as in-house counsel to a large national bank and supported the bank’s retail operations in several states. He has been named in Virginia Business magazine as a “Legal Elite” for Legislative, Regulatory, and Administrative Law.





SCHOLARSHIPS ARE AVAILABLE.  The deadline to register is June 2, 2021.  

General Information

Cancellation Policy.  Refunds will be issued until seven days prior to the event date less $50 administration fee per person.  Substitutions are accepted at any time.  All cancellations or substitutions must be submitted in writing.

More Information.  Call (502) 855-8202 / (800) 333-5285 ext 202  or email [email protected].